Prepared for Carissa Bennett
A comprehensive wealth management strategy designed to optimize your financial position and achieve your long-term goals
Christopher Haigh, CFP®
CEO & Lead Financial Planner
Jack Hills
Chief Investment Officer
Gene Thompson, CFP®
Director of Financial Planning
Stephanie Nemecheck
Director of Operations
Matthew Scott
Financial Planning Associate
Current Financial Position
- Net worth: $1.3M with strong foundation
- Excellent tax allocation diversification
- On track for retirement at 65 (100% success rate)
- Strong income from Adobe position
Key Opportunities
- Reduce Adobe stock concentration (48% → 20%)
- Optimize $72k excess cash position
- Tax optimization ($5.5M lifetime savings potential)
- Estate planning for non-citizen spouse
Asset Management Only
Let a disciplined investment engine run in the background
Who It's For
- • Want delegation without ongoing planning
- • Retirees simplifying assets
- • Passive, long-term investors
What You Get
- • Low cost, diversified portfolios
- • Direct indexing + tax-loss harvesting
- • Annual meeting with CIO
- • Right Capital access
Not Included
- • Financial planning
Guided Wealth Management
A guided partnership for every stage of your financial journey
Who It's For
- • Families with ongoing complexity
- • Equity comp, business owners
- • Clients who value strategy & structure
What You Get
- • 4 annual meetings aligned to life
- • Custom portfolios & tax strategy
- • Estate, retirement, and legacy design
- • Specific modeling & coordination with other professionals
- • Open access to email us with questions throughout the year
- • Vault + RightCapital (full access)
Project-Based Planning
Solve One Big Thing, Done Right
Who It's For
- • One-time decisions of complex situations
- • Need expert validation or guidance, not ongoing support
What You Get
- • Scoped plan delivered in 1-3 months
- • 90-day support window
- • Custom deliverables focused on you
- • Temporary access to planning software
Examples
- • Home purchasing
- • Buy, sell, long-term/short-term rental
- • Retirement planning
- • Windfall planning
Strategic Recommendations
Fee Structure
Annual planning fee billed quarterly starting 10/15
Payment Schedule
Onboarding fee of $1,500 is due upon engagement. Annual planning fee of $3,600 is billed quarterly ($900 per quarter) starting October 15th.
Assets to be Managed
Christopher Haigh & Stephanie Nemecheck
(Or Matt Scott)
- - Opening accounts
- - Collecting quantitative data
Jack Hills
- - Asset allocation
- - Tax loss harvesting
- - Asset location
Gene Thompson
- - Income tax planning
- - Estate planning
Revision
- - Review your finalized financial plan
- - Develop an implementation plan for your most important goals
Immediate Actions
- 1Review this proposal and discuss any questions
- 2Sign engagement agreement and complete onboarding
- 3Schedule implementation kickoff meeting
Questions?
We're here to address any concerns and ensure this partnership aligns perfectly with your goals and values.
This proposal is valid for 30 days and reflects our analysis based on information provided during our consultation calls.
Prepared by the Iconoclastic Capital Management team • team@iconocapital.com • 585-504-1616
Client Communications
- • Access to our monthly client newsletter which some clients have said "is worth the cost itself"
- • Email distribution lists for relevant updates like studentloans@iconocapital.com
Preferred Partners
Access to discounts and preferred partners for related services
Legal Information
Iconoclastic Capital Management LLC is a registered investment advisor offering advisory services and doing business in the State of New York.
View our firm's Form ADV